Regulating Investor Protection under EU Law
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Regulating Investor Protection under EU Law
The Unbridgeable Gaps with the U.S. and the Way Forward
Marcacci, Antonio
Springer International Publishing AG
07/2018
394
Dura
Inglês
9783319902968
15 a 20 dias
662
Descrição não disponível.
Introduction.- Chapter One: Towards a European Investor Protection Law.- First Part: The Law on the Books.- Chapter Two: The Evolution of the EU Law of Financial Markets.- Chapter Three: The Relationship Between an Investment Service Provider and a Retail Investor: EU and US compared.- Second Part: The Law in Action.- Chapter Four: Public Enforcement.- Chapter Five: Private Enforcement.- Chapter Six: The Compliance Function as Embedder of the Law-on-the-Book and as Enforcement Frontliner.- Chapter 7. Conclusions: The Unbridgeable Gaps with the US and the Emergence of an Increasingly Self-Sufficient EU Regulatory Investor Protection Law.
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retail investments;EU Law of Investor Protection;European Private Law;Public Enforcement of Financial Markets Law;Financial Compliance;Brokers;Investment advisors;Advisor-investor relationship;investments and securities
Introduction.- Chapter One: Towards a European Investor Protection Law.- First Part: The Law on the Books.- Chapter Two: The Evolution of the EU Law of Financial Markets.- Chapter Three: The Relationship Between an Investment Service Provider and a Retail Investor: EU and US compared.- Second Part: The Law in Action.- Chapter Four: Public Enforcement.- Chapter Five: Private Enforcement.- Chapter Six: The Compliance Function as Embedder of the Law-on-the-Book and as Enforcement Frontliner.- Chapter 7. Conclusions: The Unbridgeable Gaps with the US and the Emergence of an Increasingly Self-Sufficient EU Regulatory Investor Protection Law.
Este título pertence ao(s) assunto(s) indicados(s). Para ver outros títulos clique no assunto desejado.
